Financial Advisors

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 Financial Advisor Registration Form

 

 Financial Advisor Renewal Form

The Following Financial Advisors are Registered with the UA Compliance Office through December 31, 2010. Advisors are required to renew their registration every 2 years. If an advisor registers anytime in the two-year block (Jan. 1, 2009-Dec. 31, 2010) will be required to renew their registration for the following two years.

Currently registered through December 31, 2010:

Advisor Name            

Organization            

Address                

Phone Number     

Year Registered       

Berry, Ronald MetLife- Barnum Financial Group

6 Corporate Drive Shelton, CT 06484

 203-513-6334 2009
Byer, Ralph M. Merrill Lynch

600 N. Pine Island Road Suite 300 Plantation,FL 33324

 954-916-2816 2008
Callahan, Mark Callahan Financial Solutions 207 North Ingleside Fairhope, AL 36532  251-928-4379 2008
Ely, Gary First Protective Financial Group 2707 Artie St. #12 Huntsville, AL 35805  256-536-7484 2009
Geier, Joseph Geier Financial Group 2205 Warwick Way Suite 200, Marriottsville, MD 21104  410-997-8000 2010
Kendall, Greg Nexleval Sports 856 Marjorie Ct, Washington D.C. 20032  202-561-3562 2010
Lohe, Jason Safeguard Financial 2999 Oak Rd. Suite 120 Walnut Creek, CA 94597  925-627-1800 2009
Mangum, John W. Captrust Financial Advisors

4208 Six Forks Road Suite 1700, Raleigh, NC 27609

 919-870-6822 2010
Minor, Andrew Merrill Lynch 1401 Manatee Avenue West 7th floor, Bradenton, FL 34205  941-741-2407 2010
Passons, Kristopher Next Financial 2614 Broad Street Chattanooga, TN 37408  423-432-6357 2008
Polson, Richard Morgan Stanley Smith Barney 300 N. Greene Street Suite 1700, Greensboro, NC 27401  336-271-4336 2010
Risby, Lori Access Global Financial Group 2198 Railroad Avenue, Hercules, CA 94547  510-343-5160 2010
Silverman, Kenneth UBS 200 Park Avenue 30th Floor, New York, NY 10166   2011
Todd, Richard Bear Stearns (JP Morgan)

3424 Peachtree Rd. ste 1700 Atlanta, GA 30326

 404-842-4417 2009
VanHorn, David Anthony UBS Financial Services

1556 Delford Way Smyrna, GA 30082

 678-518-3616 2009

If your name is not listed, and you would like to register, click the UA Financial Advisor Registration Form. and return it to the compliance office.