Financial Advisor Registration Form
Financial Advisor Renewal Form
The Following Financial Advisors are Registered with the UA Compliance Office through December 31, 2010. Advisors are required to renew their registration every 2 years. If an advisor registers anytime in the two-year block (Jan. 1, 2009-Dec. 31, 2010) will be required to renew their registration for the following two years.
Currently registered through December 31, 2010:
|
Advisor Name
|
Organization
|
Address
|
Phone Number
|
Year Registered
|
| Berry, Ronald |
MetLife- Barnum Financial Group |
6 Corporate Drive Shelton, CT 06484
|
203-513-6334 |
2009 |
| Byer, Ralph M. |
Merrill Lynch |
600 N. Pine Island Road Suite 300 Plantation,FL 33324
|
954-916-2816 |
2008 |
| Callahan, Mark |
Callahan Financial Solutions |
207 North Ingleside Fairhope, AL 36532 |
251-928-4379 |
2008 |
| Ely, Gary |
First Protective Financial Group |
2707 Artie St. #12 Huntsville, AL 35805 |
256-536-7484 |
2009 |
| Geier, Joseph |
Geier Financial Group |
2205 Warwick Way Suite 200, Marriottsville, MD 21104 |
410-997-8000 |
2010 |
| Kendall, Greg |
Nexleval Sports |
856 Marjorie Ct, Washington D.C. 20032 |
202-561-3562 |
2010 |
| Lohe, Jason |
Safeguard Financial |
2999 Oak Rd. Suite 120 Walnut Creek, CA 94597 |
925-627-1800 |
2009 |
| Mangum, John W. |
Captrust Financial Advisors |
4208 Six Forks Road Suite 1700, Raleigh, NC 27609
|
919-870-6822 |
2010 |
| Minor, Andrew |
Merrill Lynch |
1401 Manatee Avenue West 7th floor, Bradenton, FL 34205 |
941-741-2407 |
2010 |
| Passons, Kristopher |
Next Financial |
2614 Broad Street Chattanooga, TN 37408 |
423-432-6357 |
2008 |
| Polson, Richard |
Morgan Stanley Smith Barney |
300 N. Greene Street Suite 1700, Greensboro, NC 27401 |
336-271-4336 |
2010 |
| Risby, Lori |
Access Global Financial Group |
2198 Railroad Avenue, Hercules, CA 94547 |
510-343-5160 |
2010 |
| Silverman, Kenneth |
UBS |
200 Park Avenue 30th Floor, New York, NY 10166 |
|
2011 |
| Todd, Richard |
Bear Stearns (JP Morgan) |
3424 Peachtree Rd. ste 1700 Atlanta, GA 30326
|
404-842-4417 |
2009 |
| VanHorn, David Anthony |
UBS Financial Services |
1556 Delford Way Smyrna, GA 30082
|
678-518-3616 |
2009 |
If your name is not listed, and you would like to register, click the UA Financial Advisor Registration Form. and return it to the compliance office.
